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Quote by Mary Schapiro

“Brokerage firms and their executives cannot use threats regarding research activities as a way to obtain investment banking business. The threat to drop research coverage if Piper were not selected as the lead underwriter for a secondary offering was totally inappropriate and undermines the integrity of the market.”

Quote by Mary Schapiro

Author

Mary Schapiro
Mary Schapiro

Mary Schapiro served as the Chairperson of the Securities and Exchange Commission (SEC). Born in June 1955, she has a distinguished career in the financial industry, holding various leadership positions. Schapiro is known for her contributions to financial regulation and investor protection. more

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